Order Routing

SEC Rule 606
Disclosure of Order Routing Practices

Our clearing firm, Pershing LLC ("Pershing") has provided the data concerning the routing of order flow (the "Data") on this web site. Although Pershing has used commercially reasonable efforts to provide accurate Data, the Data is provided to you on an "as is" basis.

If you would like to read this information, you will be required to enter the Broker-Dealer name when you access the website. Please note that disclosure information will only be available to customers of those firms that are required to display their data.
If you would like to enter the site now, please click here.